Tracey Stern photo

Tracey Stern

Manager, Market Regulation
Ontario Securities Commission


Tracey Stern is the Manager of the Market Regulation Branch of the Ontario Securities Commission. Market Regulation is responsible for the oversight of marketplaces, self-regulatory organizations and clearing agencies. Her current responsibilities include policy relating to market structure, such as internalization, trading fees and electronic trading, and the oversight of alternative trading systems and exchanges. She is also responsible for regulation of trading in bond markets, including bond transparency initiatives. She is the Chair of IOSCO Committee 2 on the Regulation of Secondary Markets, which is responsible for work associated with market structure and trading issues relating to equities, derivatives and fixed income. IOSCO C2 is currently examining issues associated with crypto-asset trading platforms and managing volatility in markets. Ms. Stern joined the staff of the Ontario Securities Commission, initially as corporate finance counsel. She graduated from Osgoode Hall Law School and has a B.A. in Economics from the University of Western Ontario.